Job Overview
We’re looking for an experienced Internal Audit Consulting Senior Manager to join our growing Risk & Compliance Services team, supporting clients in the financial services sector-including broker/dealers, fintech firms, private equity, and registered investment advisors. This is a great opportunity for someone who thrives in a fast-paced, entrepreneurial environment and is eager to deliver exceptional service and innovative solutions. Responsibilities:
- Lead internal audit and risk management engagements across a diverse financial services client base
- Manage SOX 404 projects, including walkthroughs, control design, testing, and reporting to client leadership
- Conduct risk assessments and develop audit scopes using risk-based methodologies
- Prepare and present findings to Audit Committees and senior stakeholders
- Deliver consulting services such as co-sourced/outsourced internal audits, risk assessments, segregation of duties reviews, and internal control evaluations
- Oversee multiple client engagements while contributing to internal initiatives and business development efforts
- Maintain strong client relationships and ensure engagements are delivered on time and within budget
- Review team deliverables with a focus on both strategic insight and technical accuracy
Requirements
- Bachelor’s degree in Accounting, Finance, Statistics, Data Analytics, Auditing, or a related field
- Professional certification such as CIA or CPA (required)
- 8+ years of experience in internal audit, consulting, or advisory services
- Strong understanding of internal controls, risk frameworks, and financial services operations
- Excellent communication, project management, and leadership skills
Preferred:
- Exposure to broker/dealer, fintech, RIA, PE, and wealth advisory environments
- Familiarity with digital tools and automation in audit processes
- Ability to provide real-time feedback and foster team development
Why Join Us:
- Be part of one of the largest and fastest-growing accounting and advisory firms
- Enjoy flexibility and autonomy in how you manage your workday
- Thrive in a culture that values authenticity, diversity, and continuous improvement
- Work in a collaborative environment that encourages innovation and professional growth
Are you interested in this position?
Apply by clicking on the “Apply Now” button below!
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Employer : Aqua Digital Rising
