Job Overview
We are seeking an experienced Internal Audit Consulting Manager to support our Financial Services clients, including broker/dealers, fintech firms, private equity, and registered investment advisors. Key Tasks:
- Lead internal audit and risk management engagements across a diverse financial services portfolio
- Manage SOX 404 projects, including walkthroughs, control testing, and reporting to client leadership
- Conduct risk assessments and develop audit scopes using risk-based methodologies
- Prepare and present findings to Audit Committees and senior stakeholders
- Deliver consulting services such as co-sourced/outsourced internal audits, risk assessments, segregation of duties reviews, and internal control evaluations
- Maintain strong client relationships and ensure engagements are delivered on time and within budget
- Mentor and guide team members while reviewing work for quality and accuracy
Requirements
- Bachelor’s degree in Accounting, Auditing, or a related field
- Professional certification such as CIA or CPA (required)
- 5+ years of experience in internal audit, consulting, or advisory services
- 3+ years of management experience
- Strong understanding of internal controls, risk frameworks, and financial services operations
- Excellent communication, project management, and leadership skills
Preferred Experience:
- Exposure to broker/dealer, fintech, RIA, PE, and wealth advisory environments
- Familiarity with digital tools and automation in audit processes
- Ability to provide real-time feedback and foster team development
Why Join Us:
- Be part of a top-ranked workplace known for innovation, collaboration, and professional growth
- Enjoy flexibility and autonomy in how you manage your workday
- Thrive in a culture that values authenticity, diversity, and continuous improvement
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Are you interested in this position?
Apply by clicking on the “Apply Now” button below!
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Employer : Anticipate Fintech (HK) Ltd
