We’re looking for a Head of Wealth & Trading to ensuring the business is safely licensed, scalable, and engineered for customers across the region.
What you’ll be doing
- Defining the local wealth and trading strategy and business plan, aligning with global strategy and growth objectives
- Leading the end-to-end build-out of the entity (people, processes, systems, governance)
- Shaping the customer proposition (coverage, products, pricing, features, education)
- Acting as a key senior point of contact for local regulators, supporting licence applications, approvals, and ongoing supervision
- Designing and embedding governance frameworks
- Ensuring full compliance with applicable securities, conduct, and consumer protection regulations, working closely with Compliance and Legal
- Owning the first-line risk management framework for W&T, covering market, operational, conduct, technology, and regulatory risks
- Providing clear leadership, coaching, and succession planning for the local team
- Owning P&L delivery, including revenue, cost base, and capital efficiency
What you’ll need
- A degree in finance, economics, business, engineering, or a related field
- Expertise in W&T within banks, brokers, fintechs, or other regulated financial institutions
- A track record in launching, leading, or significantly transforming a retail brokerage or wealth platform
- An understanding of retail trading and investment products (equities, ETFs, funds)
- Knowledge of relevant securities and conduct regulatory frameworks
- Experience engaging with regulators, including responding to queries, inspections, and remediation
- Experience partnering with product and engineering teams in a digital environment
Nice to have
- Familiarity with fixed income and other asset classes
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Are you interested in this position?
Apply by clicking on the “Apply Now” button below!
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